Business Activity Disclosure
As a Carte Wealth Management Inc. Representative I am engaged in various business activities including being a registered Mutual Funds Salesperson, a licensed Life Insurance Advisor, a Director of Truvisory Financial Services and a Volunteer and represent separate companies for each purpose. As such, you may be dealing with more than one company depending on the products purchased, or services rendered. Remuneration also varies with the products purchased, or services rendered. I will be representing Carte Wealth Management Inc. for the sale of mutual fund products and will provide you with the name of the entity that I represent while conducting business as a licensed Life Insurance Advisor, as a Director and as a Volunteer. The business activities relating to my position as a licensed Life Insurance Advisor, my position as a Director and my position as a Volunteer is not the business of, or under the supervision of Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.
I, Sushil Kumar Shundil, am a registered mutual fund salesperson represented by Carte Wealth Management Inc.
- I am also a licensed Life Insurance Advisor with Combined Insurance, Juggernaut Financial Corporation, Experior Financial Group and Simal Consulting, insurance managing general agencies. Any activity relating to my occupation as a licensed Life Insurance Advisor is not the business of, or under the supervision of, Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.
- I am also the Director of Truvisory Financial Services, an incorporation whose name I use as a trade name when conducting life insurance related business. Any activity relating to my occupation as a Director is not the business of, or under the supervision of, Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.
- I am also a Volunteer with Montgomery Village Public School, working on the Greening Committee, responsible for attending monthly meetings to discuss and finalize all projects related to greening the school grounds and student access areas with other Members of the Greening Committee. Any activity relating to my occupation as a Volunteer is not the business of, or under the supervision of, Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.
- I am also a volunteer with Career Education Council (CEC), a registered charity dedicated to providing guidance to youth in learning, career exploration and skill development. Any activity relating to my occupation as a Volunteer is not the business of, or under the supervision of, Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.
I, Sushil Kumar Shundil, wish this distinction to be clear, and if you are not sure of the difference, let us discuss it, or I can suggest sources from which you can obtain the necessary explanation. Our self-regulatory organization, The Mutual Fund Dealers Association of Canada (“MFDA”), has rules which state that the distinction between these business activities must be clear and that you understand the difference for the purposes of this transaction.